Financial Advisor Interview Questions

Words: 1090
Pages: 5
Open Document
1. Prepare yourself!
Take the time to really know what you are looking for. Write down your goals and objectives in advance, along with your reasons for seeking a Financial Advisor rather than waiting for him or her to ask. Also, remember to have a list of questions ready for your advisor interviews. Experience has showed me that most people forget their questions until after the initial meeting, postponing the search process, decision process and the beginning of working towards accomplishing your goals.

2. Do not confuse a salesperson with a Financial Advisor.
A salesperson is one who will "sell" you something and most likely make a large commission from doing so. In many instances they are directly employed by large investment or insurance companies and are hired with the sole intention to "sell" that particular company's product alone. In addition, they may even have minimum "sales" goals they must meet, prompting them to have that goal in their mind effecting the suggestions presented to you. You should be looking for an advisor whose only intention is to lay out a plan that can potentially help accomplish the goals you have discussed with him or her, whether it is retiring to a beach house watching the sunset over the ocean or having a stockpile of cash available for the inevitable day your child steps out …show more content…
Decide how local your advisor should be?
Your financial advisor does not have to live in your town, or even your state for that matter. With today's advancement in technology, it is easy to work with an advisor who is 10 miles away or 1,000 miles away and not realize the difference. Cell phones, email, teleconferences, internet meetings and internet cameras are just a few of the pieces of technology which allow for that feeling of personal contact at any time and from any location. I suggest you determine your comfort level and establish a distance you are comfortable with prior to your search.

5. Do not solely rely on the advice of friends and
Show More

Related Documents: Financial Advisor Interview Questions

Essay Football Finance

appear in the clubs financial reports. Along with this I was also given the view of Club 1’s financial director who gave me a detailed response on how a football club and its investments differs from that of a more conventional business ( Publishing House) as he had only moved to the football club 10 months earlier. I interviewed two financial directors at different football clubs the main difference being the way they were structured. Along with the interview I obtained the financial reports for the…

Words 5179 - Pages 21

Essay on Selling Financial Services Precall Report

Selling Financial Services Tuesday 11:00 am- 1:00pm Pre-Call Report Submitted to: Professor Vik Singh Submitted by: Khanh Ngan Hoang Vaidehi Chauhan Faaz Ahmad Falak Khan Sara Hanafy Table of Contents Industry Knowledge Factors Business/ Economic: Legal/Political: Technological: Social/Environmental: Current Trends: Company Knowledge Seller (Financial Services) Company Information Size: Reputation: History: Image in Industry: Other: Product Knowledge Product Features: -Benefits: -Advantages: Product…

Words 3958 - Pages 16

International: Employment and Career Center Essay

information that will be helpful throughout your time here. After reviewing this material, we hope that you will bring questions and energy to your meetings with us so that we can help you to clarify your career goals and customize your search strategies. The MBA Career Center has an “open door” philosophy, which means that you can schedule an appointment with any coach or peer advisor. However, we invite you to meet with our international coaches, who have areas of expertise relevant to international…

Words 4984 - Pages 20

Brand and Drug Mart Essay

audit, we worked with a contact directly within the Shoppers Drug Mart Company. We also employed a qualitative research approach through Shopper Drug Mart’s confidential brand audit strategy, one-on-one interviews, online surveys, SWOT analysis and other secondary research. Through interviews with internal and external stakeholders, we are able to capture the brand goals, perceived brand values, and intended brand experience. This understanding of the actual customer experience with the brand…

Words 9298 - Pages 38

Ellias Mohammed Internship report Essay examples

internship period, as that is the time when he gets spared of all mistakes. Partly because he is said to be in his learning process and the major sign to prove that a person is learning is that he makes lots of mistakes and asks lots of questions from his seniors As an intern, a student gets the practical knowledge of the industry he is into, gets to understand and appreciate the market standards. Internship offers the student the student the biggest opportunity of their lives, to…

Words 2101 - Pages 9

Honor Student Identification Report

documents with signatures. • Jeremy reported that he is working on Access database for the MA spring cohort. This could be a good standardized tool for validating that all checklists have been completed for students in the MA programs. o The following questions were asked about the database:  Roster with Yes / No and dated  Password…

Words 2577 - Pages 11

Volunteer Consulting Essay

Meeting agenda (Anna will draft this and circulate it to the team) * Preliminary research on client and their business * Website * Communications * Footprint * Based on preliminary research formulate questions to ask the client * Allocate group roles * Initial client meeting Saturday 10th August 2-4:30pm (pending client’s acceptance) * Located at Shop front UTS Tower Building Group presentations day 2 * Mandatory lecture content…

Words 4345 - Pages 18

Essay on Ogainizational Theory and Management Sy

Executive Summary The purpose of this study is to identify the current issues that the Student Government Association at Grambling State University is being faced with, along with creating solutions to those problems. The Student Government Association (SGA) exists to serve as the official voice through which student opinions may be expressed and empowered in the overall policy, decision making process, and services offered at Grambling State University. As such, the Student Government Association…

Words 2544 - Pages 11

Kaitlyn Reflection Report Essay

lengths if it will benefit the company, whilst in contrast, Kevin Pfeiffer and Antonio Melendez apply a different level of sociocultural values in their decision making and following instructions. They demonstrate that there is a line that they question whether to cross or not as it conflicts with their own values of what they think is the ‘right’ thing to do. These contrasting sociocultural values have been a strong influencing factor in creating the situation, due to employees differing values…

Words 1924 - Pages 8

Unit 5011V1 Essay

CMI Unit 5011V1 Managing Recruitment and selection 1 Understand the Impact of both the law and organisational procedures on the process of recruitment and selection 1.1 Summarise the legal instruments impacting on staff recruitment and selection 1.2 Identify organisational procedures and processes that affect staff recruitment and selection 1.3 Discuss fairness, objectivity and equality of opportunity as elements of recruitment and selections The major piece of legislation in the UK that impacts…

Words 6927 - Pages 28